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Sponsored by Lorman Education
Only registered attendee will receive continuing education credit.
Product ID: 403555
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Avoiding Regulatory and Lending Compliance Pitfalls

Live Webinar
April 20, 2021
1:00 pm ET (12 pm CT, 11 am MT, 10 am PT)
1 hour 30 minutes
Live Webinar$219Register Now
Introduction – Identifying the Duties for Compliance Management
  • CFPB's Expectations
  • Federal Reserve Guidance
Components of a Compliance Management System
  • Elements to Consider
  • Compliance and Risk Assessment
  • Oversight and Control
  • Effective Management Strategies
  • Reporting and Escalation
Identification and Avoidance of Risks
  • Traditional Risk Categories
  • Unique Risks for Financial Institutions
Areas of Special Concern
  • Fair Lending
  • Bank Secrecy Act/AML
  • Counterparties
Financial Institution Liability for Compliance and Risk Management


Live Webinar$219Register Now