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Sponsored by Lorman Education
Only registered attendee will receive continuing education credit.
Product ID: 403555
Credit & Course Provided by:

Avoiding Regulatory and Lending Compliance Pitfalls

Live Webinar
April 20, 2021
1:00 pm ET (12 pm CT, 11 am MT, 10 am PT)
1 hour 30 minutes
Live Webinar$219Register Now

Keep up with the shifting financial services landscape to avoid regulatory and lending compliance pitfalls.

This material will provide an overview of how to manage regulatory and legal compliance for lenders and financial institutions in the field of consumer lending. The information will discuss the key expectations of regulatory agencies when examining the effectiveness of a compliance management system, with specific focus on the subjects of Fair Lending and the Bank Secrecy Act/Anti-Money Laundering obligations (BSA/AML). You will be provided insight as to the identification of risks as well as the key indicators that likely will be subject to regulatory scrutiny.

Learning Objectives

• You will be able to describe the components of a compliance management system.

• You will be able to identify the duties for compliance management.

• You will be able to recognize and avoid of risks.

• You will be able to review areas of special concern.


Live Webinar$219Register Now