Avoiding Regulatory and Lending Compliance Pitfalls
1 hour 30 minutes
Keep up with the shifting financial services landscape to avoid regulatory and lending compliance pitfalls.
This material will provide an overview of how to manage regulatory and legal compliance for lenders and financial institutions in the field of consumer lending. The information will discuss the key expectations of regulatory agencies when examining the effectiveness of a compliance management system, with specific focus on the subjects of Fair Lending and the Bank Secrecy Act/Anti-Money Laundering obligations (BSA/AML). You will be provided insight as to the identification of risks as well as the key indicators that likely will be subject to regulatory scrutiny.
• You will be able to describe the components of a compliance management system.
• You will be able to identify the duties for compliance management.
• You will be able to recognize and avoid of risks.
• You will be able to review areas of special concern.