Document Retention and Destruction Policies for Financial Institutions

• Overview
• Agenda
• Faculty
• Credits

Financial institutions too often rely on recommended document retention guidelines without understanding the risks of inconsistent or antiquated practices. While Sarbanes-Oxley has clarified the responsibilities of certain financial institutions, Sarbanes-Oxley is only a portion of the document universe. This live audio conference will help you navigate the complex universe of document retention rules. Perhaps more importantly, however, this audio conference will explain the necessity for a vigorous document destruction program. Consistent management of documents reduces litigation exposure and regulatory criticism.

Faculty

A. Kelly Brennan Bolvig, CAMS, Balch & Bingham LLP
Katharine F. Musso, CAMS, Jones, Walker, Waechter, Poitevent, Carrère & Denègre L.L.P.

Registration

To register for this live audio conference please dial 1-866-411-6211.